Beschreibung
Our CLIENTOur client is an international and leading financial services firm dealing in cross asset classes. This group is expanding developing fast and consistently over the last 5 years.
In order to support the development of the Swiss activities, the Swiss office is today looking for a Compliance Manager to implement and design the compliance department in terms of its policies and controls.
In direct report to the Head of Compliance you will be in charge of all Swiss compliance activities within the firm while also being in direct contact with FINMA.
The ROLE
You will be working closely with the local country director, the front office and you will be the key contact withinSwitzerlandand your role is to
- Design the internal compliance program with regards to AML, KYC and controls
- Maintain a relationship with FINMA and draft and write all new policies and guidelines
- Train, advise and assist the business on all compliance topics and their responsibilities to legal and regulatory compliance
- Provide recommendations (and warning if needed) to the business while escalating any suspicious transactions or breaches to senior management
- Reporting and Responding to regulatory bodies
- On-boarding of all new clients and performing KYC due diligence
- Ad-hoc Compliance projects
The REQUESTED profile
We are looking for a candidate having the following skills and expertise:
- Academic Degree in Law, Business, Economics, Finance or equivalent
- 3-7 years experience with a relevant experience within compliance
- A strong interest in compliance and financial products
- Ability to write and set up compliance frameworks
- Swiss Experience and dealings with FINMA
- Fluent (native or similar) French and English
- Analytical with strong ability to work under pressure and ability to prioritise your own activities
- EU or Swiss passport/permit
The OFFER
This fast moving and entrepreneurial environment will give you the chance to set up a department and its controls from scratch and to follow the development through. You will be also be working in collaboration with an international and highly skilled team.
Please send your CV in a WORD version or/and call me for more details: Ramin Wassel-Huxley Associates Switzerland-
To find out more about Huxley Associates please visit www.huxley.com