Control Room Compliance Officer

Zürich  ‐ Vor Ort
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Beschreibung

Control Room Compliance Officer

For Experis, you are more than just a CV. As part of the ManpowerGroup, we have access to a vast network of opportunities. We connect you with new challenges that will accelerate your career.

Our client, a leading Swiss bank, is looking for an Control Room Compliance Officer who has good analytical skills, communication and teamwork skills with strong interest in challenging tasks and situations and willing to join their Control Room in Switzerland, which is part of the global Control Room.

Your responsibilities:

  • Ensure regulatory compliance with transaction containing confidential information (M&A transaction, capital increase, etc.)
  • Advise on information barriers, client confidentiality as well as dealing with inside information
  • Maintain watch and restricted lists (logging inside the system, applying relevant restriction codes)
  • Implement and advice on research, sales and trading restrictions
  • Review equity and Fixed Income research against items on the bank's watch and restricted list
  • Ensure compliance with regulatory requirements, the company's information barrier policies and deal with potential conflicts of interest

Your profile:

You should have:

  • University qualification, such as Bachelor in Economics or alternatively
  • Competent knowledge and working experience in Investment Banking, Compliance or Risk Management
  • 4 years of experience in banking/financial services (compliance, operations, first line of defense)
  • Ability to work well under pressure, independently, proactively and with demanding business partner
  • Ability to identify situations requiring escalation
  • Good communication skills in both spoken and written English, German is a plus
  • MS Office (Word, PowerPoint, Excel)

Have we piqued your interest? Then I look forward to your CV. If you have any questions, please contact Elisabetta Gianni at (see below).

Experis AG, a wholly owned subsidiary of ManpowerGroup, is a leading provider of IT resource services. As a specialist in the IT industry, we provide our customers with our local resource management suitable and technically well-trained professionals for the implementation of IT projects.

Start
ab sofort
Von
Experis AG
Eingestellt
16.02.2019
Projekt-ID:
1721650
Vertragsart
Freiberuflich
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