Beschreibung
A Swiss Private Bank is looking for an Investigator to review a complex trading case.Workload 100%
Workplace Zürich
Start Date asap
Duration 20 PD
Reference Number 3936
Tasks
• Investigate and review a complex trading and potential market abuse case.
• Document the facts.
• Assess the legal and reputational issues.
• Issue a final report to the attention of the bank’s senior management.
Requirements
• Attorney-at-Law with profound experience in banking, trading, financial and capital market law.
• Knowledge of trading compliance and market behaviour rules (in particular FINMA Circular 08/38 and 13/8).
• In-depth know-how in Swiss AML laws, rules and regulations as well as self-regulatory standards CDB 08/16.
• Graduation and/or further studies/diplomas in Compliance are a plus.
Soft Skills
• Strong analytical skills and able to work under time pressure.
• Fluent in English and German, written and spoken.
• French is a Plus.
Elena Prieb
Recruiter