Beschreibung
Coba IT are once again working in partnership with one of the world's leading Banking and Investment institutions, based in Zurich, to recruit a Compliance Officer to assist with their trading support function.
Key Responsibilities:
* Advising Trading & Sales desks as well as the Middle and Back Office relating to the whole range of regulatory issues in connection with trading, sales and settlement of FRC products (spot, forwards, options, swaps).
* Advising in relation to monitoring, review and control activities of the FRC Trading & Sales desks and businesses to ensure a profound compliance monitoring framework is in place and kept up-to-date with global and local policies and procedures as well as legal, regulatory and best practice business standards.
* Implementation of local and international new regulation in the area of OTC derivatives (eg Dodd-Frank, EMIR, MIFID, FINFRAG).
* Training and education to new joiners and front desks on new regulation, policies and procedures.
* Collaboration with other Compliance & ORC units across divisions and regions (EMEA, US and APAC).
Required Skills:
* Good understanding of the banking industry, the OTC derivatives markets and respective OTC products (forwards, options, swaps).
* Broad interest in the OTC derivatives market and respective regulation.
* At least 5 years banking experience in a legal, compliance, audit or other relevant business function (eg trading, operations, credit risk).
* Degree in law, economics or business administration preferred.
* Very good interpersonal and communication skills, ability to work independently and to exercise sound judgement under pressure, enthusiasm and attention to detail, self-confidence to handle demanding Front Office staff.
* Fluent in English and German.
If you believe you have what it takes to be the successful Compliance Officer, please apply straight away and contact Mark Hughes if you are calling from Switzerland or if your call is from the UK.