Beschreibung
Compliance Officer wanted for our Zurich based client in the banking sector.
Your experience/skills:
- University degree in Law, Economics, Finance or Accounting, alternatively Banking apprenticeship with 5+ years' working experience
- Background in regulatory aspects of advisory business or compliance/risk management
- Know-How of advisory related processes as well as regulatory/legal background and development in the area of suitability
- Understanding of suitability requirements, such as MiFID, CISA and FIDLEG
- Languages: fluent English and German both written and spoken
Your tasks:
- Supporting global functional teamwork, including exchanging and reporting knowledge with local suitability subject matter experts
- Maintaining and updating the client education documents regarding financial instrument categories
- Providing 2nd line of defence controls for Switzerland with regard to suitability related topics
- Collaborating with legal and compliance in case of amended or new validations and suitability rules
- Assisting Pre- and Post Trade Validation rule engine for maintaining and coordinating in case of new rules implementation
Start: ASAP
Duration: 03MM+
Location: Zurich, Switzerland
Ref.Nr.: BH13420
Does this sound like an interesting and challenging opportunity to you? Then take the next step by sending us your CV as a Word document and a contact telephone number.
Due to work permit restrictions we can unfortunately only consider applications from EU or Swiss citizens as well as current work-permit holders for Switzerland.
Going the extra mile
New to Switzerland?
In case of successful placement, we support you with:
- All administrative questions
- Finding an apartment
- Health - and social insurance
- Work permit and much more