Beschreibung
For our client, global banking company, is looking for a Risk Control Specialist for a 6-Months contract.
Your role
Are you able to identify potential conflict of interests? Are you risk averse but risk aware? We are looking for someone like that who can:
- assess requests for personal investment transactions of employees
- assess requests for external functions of employees
- support employees with their annual affirmation and disclosure process and manage exceptions
- perform second-line-of-defense activities in relation to the above
- follow-up identified issues, define actions and track the timely resolution of corresponding escalations or violations
- support management to ensure risk frameworks in the area of competence are designed well and operating effectively
- work closely with colleagues globally and other divisions of the bank
Your team
You'll be working in the Employee Conflicts of Interests team in Zurich. We cover topics where potential conflicts of interests between the employees, the firm and clients could arise. Specifically in the area of personal account dealing, employees' external functions, ad-hoc disclosures of management transactions and employees' disclosure, certification and affirmation process.
Your experience and skills
You have:
- a degree in law, economics, finance or similar education
- experience in either compliance or risk control areas within the nancial industry
- an understanding of the nancial markets and knowledge of investment products and their legal and regulatory framework
You are:
- fluent in German and English (both written and verbal). Additional Swiss languages are an asset
- open minded, with the ability to provide practical solutions and enjoy working in a dynamic team
For more information please contact:
(see below)